Mark E. Royer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Eugene Royer was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1984. Mark had worked at 8 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2015 - March 4, 2016
NORTHWOOD CAPITAL MANAGEMENT, INC.
January 28, 2014 - September 29, 2014
VALLEY WEALTH, INC.
September 17, 2007 - April 1, 2009
STRATEGIC WEALTH ADVISORS GROUP
January 9, 2002 - December 21, 2012
VALLEY WEALTH, INC.
July 8, 1997 - December 1, 2009
FSC SECURITIES CORPORATION
September 1, 1987 - January 19, 2012
FSC SECURITIES CORPORATION
July 11, 1986 - December 24, 1986
AMERICAN EXPRESS FINANCIAL ADVISORS JAPAN, INC.
December 18, 1984 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
December 18, 1984 - September 18, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
NORTHWOOD CAPITAL MANAGEMENT, INC.
CRD#: 173678 / SEC#:
Contact information
Red Flags
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