Michael R. Mcglashen

EXENCIAL WEALTH ADVISORS

Westlake Village, CA 91362

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CRD#: 1325666

Professional summary

Michael Robert Mcglashen is a registered financial advisor currently at EXENCIAL WEALTH ADVISORS located in Westlake Village, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Michael has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Robert Mcglashen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 24, 2020 - Present

EXENCIAL WEALTH ADVISORS

Office #1: 100 N. Westlake Blvd. Suite 203, Westlake Village, CA 91362

RIA

CRD#: 130475

Westlake Village, CA

Past

October 28, 2009 - February 3, 2021

BUCKS COUNTY FINANCIAL PLANNING GROUP, INC.

RIA

CRD#: 151205

NEWTOWN, PA

Past

February 3, 2003 - November 30, 2009

CAPITAL PLANNING ADVISORY GROUP INC

RIA

CRD#: 105865

YARDLEY, PA

Past

January 21, 1985 - May 1, 1987

PFS INVESTMENTS INC.

CRD#: 10111

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EXENCIAL WEALTH ADVISORS

CRD#: 130475 / SEC#: 801-62789

RIA

Registered Investment Advisory firm - (2/9/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/24/2020)

IAR

North Carolina
(11/25/2020)

IAR

Oklahoma
(11/30/2020)

IAR

Pennsylvania
(11/24/2020)

IAR

Texas
(11/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/9/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/22/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/18/1985

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EXENCIAL WEALTH ADVISORS

CRD#: 130475 / SEC#: 801-62789

RIA

Registered Investment Advisory firm - (2/9/2004 Approved)

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Contact information

Main Address

9108 N. Kelley Avenue, Oklahoma City, OK 73131

Mailing Address

Phone number

(405) 478-1971

Established

Firm type

Fiscal year end

# of Employees

117

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EXENCIAL WEALTH ADVISOR ADV 2A 3-25-2025 (3/25/2025)

2024 AUDITED BALANCE SHEET (3/25/2025)

Regulatory assets under management

Total Number of Accounts	9,357
AUM (Assets Under Management)	$ 5,301,377,514

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report
08/27/2024	Cover Page	Report
11/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael R. Mcglashen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Robert Mcglashen's CRS (Customer Relationship Summary).

Certified licenses

Experience

BUCKS COUNTY FINANCIAL PLANNING GROUP, INC.

CAPITAL PLANNING ADVISORY GROUP INC

PFS INVESTMENTS INC.

Primary Firm SEC Registration

EXENCIAL WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/9/2001

Series 63

Date: 1/22/1985

Series 6

Date: 1/18/1985

Current Firm

EXENCIAL WEALTH ADVISORS

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EXENCIAL WEALTH ADVISORS

TRUST BUT VERIFY

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