David R. Lidstone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Reginald Lidstone was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1985. David had worked at 4 firms and has passed the Series 63, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2011 - December 31, 2020
DRAKE ASSET MANAGEMENT, INC.
October 28, 2004 - December 7, 2006
DRAKE ASSET MANAGEMENT, INC.
January 4, 1999 - December 31, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 17, 1990 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
January 29, 1985 - May 21, 1990
WINSLOW INVESTMENT COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DRAKE ASSET MANAGEMENT, INC.
CRD#: 118687 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
