Nicholas Robert Sloane
Professional Summary
Nicholas Robert Sloane, who also goes by Nick Sloane, is a registered financial advisor currently at SOLOMON API LLC located in Glendale Heights, Illinois. Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Nicholas has worked at 9 firms and has passed the Series 63, Series 6 and Series 22 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Nick Sloane
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
API WEALTH | SOLOMON API, LP | SOLOMON API LLC | OMNITRUST FINANCIAL GROUP | GMF PRIVATE WEALTH MANAGEMENT, LP | GMF PRIVATE WEALTH MANAGEMENT, LLC | GMF PRIVATE WEALTH MANAGEMENT LLC | GMF GLOBAL INVESTMENTS, LP
Contact Information
Main Address
1950 Rockledge Unit 201, Rockledge, FL 32955Phone Number
(321) 888-2599# of Employees
3SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,204AUM (Assets Under Management)
$388,964,614Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
API WEALTH | SOLOMON API, LP | SOLOMON API LLC | OMNITRUST FINANCIAL GROUP | GMF PRIVATE WEALTH MANAGEMENT, LP | GMF PRIVATE WEALTH MANAGEMENT, LLC | GMF PRIVATE WEALTH MANAGEMENT LLC | GMF GLOBAL INVESTMENTS, LP
State Registrations and Notice Filings
(7/22/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1985About the Series 6 examSeries 22 — Direct Participation Programs Representative Examination
Passed Dec 1984About the Series 22 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Robert Sloane's CRS (Customer Relationship Summary).
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