Cicily C. Maton

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CRD#: 1325339

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cicily Carson Maton, CFP®, who also goes by Mrs Sheldon Lee, was a registered financial professional .

Cicily is a previously registered financial professional and started their career in finance in 1984. Cicily had worked at 8 firms and has passed the Series 63 and Series 7 exams.

Biography

Cicily Maton was a pioneer in life planning and an early adaptor of the tools and methods of communication developed from the research from the fields of  behavioral financial, neuropsychology and psychology. She has been a member of the Sudden Money Institute since it's inception, reaching the mastery level of CeFT™, Certified Financial Transitionist™. Financial Transitions Planning focuses on helping individuals and families think through and move through major life events so their experience is as healthy and enriching as possible.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Divorce Planning

Estate Planning

Retirement Planning

Investment Planning

Life Transitions

Do you have an area of expertise or specialization?

Divorce Planning

High Net Worth Client Needs

Investment Advice with Ongoing...

Retirement Plan Investment Adv...

Women's Financial Planning Iss...

What is your minimum asset requirement?

500K

How do you get paid?

Fee Only

Are you a "fiduciary"?

Aliases

Mrs Sheldon Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since 2016, I have been a partial owner of Financial Planning Systems, LLC, a non investment related software development firm, located at 215 N Power Rd, #224 Mesa, AZ 85205. No time is devoted to this entity. Since 2018, I have been a partial owner of the Sudden Money Institute, LLC, a non investment related educational organization, located at 10 Huntley Circle, Palm Beach Gardens, FL 38418. No time is devoted to this entity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Past

September 16, 2015 - January 17, 2023

THE PLANNING CENTER, INC.

RIA

CRD#: 118994

Chicago, IL

Past

May 5, 1998 - September 16, 2015

AEQUUS WEALTH MANAGEMENT RESOURCES, LLC

RIA

CRD#: 106563

CHICAGO, IL

Past

February 15, 1994 - August 15, 1995

BROOKLIGHT PLACE SECURITIES, INC.

CRD#: 15764

FOUNTAIN HILLS, AZ

Past

January 15, 1992 - January 31, 1994

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

August 30, 1990 - January 15, 1992

KAVANAUGH SECURITIES, INC.

CRD#: 10606

DALLAS, TX

Past

August 27, 1987 - September 7, 1990

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

Past

June 24, 1987 - September 9, 1987

DESIGN STRATEGIES, INC.

CRD#: 17435

Past

March 31, 1986 - September 7, 1990

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

BOSTON, MA

Past

December 18, 1984 - April 15, 1986

WINTHROP SECURITIES CO., INC.

CRD#: 6925

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE PLANNING CENTER, INC.

THE PLANNING CENTER ADVISORS, INC. | THE PLANNING CENTER, INC.

CRD#: 118994 / SEC#: 801-61051

RIA

Registered Investment Advisory firm - (4/12/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/7/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/15/1984

General Securities Representative Examination

Current Firm

THE PLANNING CENTER, INC.

THE PLANNING CENTER ADVISORS, INC. | THE PLANNING CENTER, INC.

CRD#: 118994 / SEC#: 801-61051

RIA

Registered Investment Advisory firm - (4/12/2002 Approved)

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Contact information

Main Address

1615 5th Avenue, Moline, IL 61265

Mailing Address

Phone number

(309) 797-4030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	3,335
AUM (Assets Under Management)	$ 1,186,883,573

Red Flags

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Contact information

(xxx) xxx-xxxx

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Cicily C. Maton

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AEQUUS WEALTH MANAGEMENT RESOURCES, LLC

BROOKLIGHT PLACE SECURITIES, INC.

SECURITIES AMERICA, INC.

KAVANAUGH SECURITIES, INC.

WATERSTONE FINANCIAL GROUP, INC.

DESIGN STRATEGIES, INC.

WATERSTONE FINANCIAL GROUP, INC.

WINTHROP SECURITIES CO., INC.

Primary Firm SEC Registration

THE PLANNING CENTER, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/7/1985

Series 7

Date: 12/15/1984

Current Firm

THE PLANNING CENTER, INC.

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE PLANNING CENTER, INC.

TRUST BUT VERIFY

Contact information

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