Andrew L. Scudiero
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Louis Scudiero, who also goes by Andy Scudiero, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1985. Andrew had worked at 10 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 1990 - December 7, 1990
CASTLE SECURITIES CORP.
March 5, 1990 - June 12, 1990
J. GREGORY & COMPANY, INC.
October 24, 1989 - February 22, 1990
GLOBAL CAPITAL SECURITIES, INC.
June 29, 1989 - August 31, 1989
WILLIAM M. CADDEN & CO., INC.
May 4, 1989 - June 13, 1989
FIRST FIDELITY CAPITAL CORP.
May 5, 1987 - September 27, 1988
MOSTEL & TAYLOR SECURITIES INC.
April 17, 1986 - May 6, 1986
EQUITABLE SECURITIES OF NEW YORK,INC.
March 18, 1986 - May 7, 1986
THE STUART-JAMES COMPANY, INCORPORATED
December 19, 1985 - March 24, 1986
ADVEST, INC.
February 21, 1985 - October 22, 1985
BROOKS WEINGER ROBBINS & LEEDS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CASTLE SECURITIES CORP.
CRD#: 16077 / SEC#: , 8-34049
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Civil Event | 1 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
