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Candace Kay Wingrove

CRD# 1325317·Registered 1984 - 2016
Previously Registered: Being a previously registered professional could mean that Candace is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Candace Kay Wingrove, who also goes by Candace K. Carper, Candace Kay Meisinger, Candi Meisinger, was a registered financial advisor. Candace was a previously registered financial professional and started their career in finance 1984 - 2016. Candace had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Candace K. Carper, Candace Kay Meisinger, Candi Meisinger

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

MSI FINANCIAL SERVICES, INC.·CRD# 14251
RIA
Cottleville, MO
August 12, 2013 - December 13, 2016
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
August 6, 2013 - December 13, 2016
PRUCO SECURITIES, LLC.·CRD# 5685
RIA
St. Louis, MO
December 8, 2011 - May 31, 2013
PRUCO SECURITIES, LLC.·CRD# 5685
BD
St. Louis, MO
June 18, 2008 - May 31, 2013
EQUITABLE ADVISORS, LLC·CRD# 6627
RIA
Clayton, MO
April 12, 2000 - June 20, 2008
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
New York, NY
November 25, 1987 - January 5, 2000
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Clayton, MO
November 25, 1987 - June 20, 2008
AMERICAN EXPRESS FINANCIAL CORPORATION·CRD# 6320
BD
December 3, 1984 - December 24, 1986
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
December 3, 1984 - December 14, 1987

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Current Firm

MF
MSI FINANCIAL SERVICES, INC.

METLIFE SECURITIES INC. | MSI FINANCIAL SERVICES, INC. | METLIFE SECURITIES, INC

CRD#: 14251 / SEC#: 801-22306, 8-30447
BD
Terminated by SEC on 07/03/2017

Contact Information

Main Address

1295 State Street, Springfield, MA 01111

Established

Delaware since 08/15/1983

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

FUND SELECT/FUND SELECT PREMIER PROGRAMS DISCLOSURE BROCHURE (1/3/2017)

Direct owners and executive officers

NamePositionCRD#
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANYDIRECT OWNER—
BENSON, WENDY ANNCHIEF EXECUTIVE OFFICER AND DIRECTOR2140720
CHICARES, ELIZABETH WARDDIRECTOR2194754
FANNING, MICHAEL ROBERTDIRECTOR1620072
FRANCELLA, AMYSECRETARY AND CHIEF LEGAL OFFICER1881552
FREDERICK, CHRISTINE SPENCERCHIEF COMPLIANCE OFFICER2641636
HOLTZER, DAVID MICHAELPRESIDENT4345697

Disclosures

Regulatory Event

41

Civil Event

1

Arbitration

13

Bond

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1999About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Dec 1984About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1984About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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