Roger M. Schulken
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger Moore Schulken, who also goes by Rod Schulken, was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 1985. Roger had worked at 7 firms and has passed the Series 66, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2009 - January 5, 2012
NAVIGATOR SECURITIES LIMITED
March 25, 2009 - January 31, 2014
WOODLANDS ASSET MANAGEMENT INC
August 6, 1997 - May 18, 2007
SUNSET FINANCIAL SERVICES, INC.
August 1, 1997 - May 18, 2007
SUNSET FINANCIAL SERVICES, INC.
December 15, 1993 - November 16, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
December 15, 1993 - November 16, 1995
SIGNATOR INVESTORS, INC.
October 26, 1993 - December 15, 1993
WALNUT STREET SECURITIES, INC.
February 15, 1985 - October 11, 1993
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NAVIGATOR SECURITIES LIMITED
CRD#: 22373 / SEC#: , 8-39700
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
