Kathryn A. Taylor

TAYLOR K A ASSOCIATES

Cambria, CA

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CRD#: 1325240

Professional summary

Kathryn Ann Taylor, who also goes by Kathryn Ann Taylor-stillwater, is a registered financial advisor currently at TAYLOR K A ASSOCIATES INC located in Cambria, California.

Kathryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Kathryn has worked at 2 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kathryn Ann Taylor-Stillwater

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Ann Taylor's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2012 - Present

TAYLOR K A ASSOCIATES INC

RIA

CRD#: 106296

Cambria, CA

Past

July 3, 1992 - December 31, 2005

TAYLOR K A ASSOCIATES INC

RIA

CRD#: 106296

CAMBRIA, CA

Past

April 23, 1985 - July 2, 1987

LPL FINANCIAL LLC

CRD#: 6413

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/23/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 4/20/1985

General Securities Representative Examination

Current Firm

TAYLOR K A ASSOCIATES INC

CRD#: 106296 / SEC#: 801-41280

RIA

Registered Investment Advisory firm - (9/6/2012 Terminated)

California

Registered Investment Advisory firm - (8/27/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Cambria, CA

Mailing Address

Phone number

(805) 927-5518

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 17,243,544

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Kathryn A. Taylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Ann Taylor's CRS (Customer Relationship Summary).

Certified licenses

Experience

TAYLOR K A ASSOCIATES INC

TAYLOR K A ASSOCIATES INC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 7

Date: 4/20/1985

Current Firm

TAYLOR K A ASSOCIATES INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TAYLOR K A ASSOCIATES INC

TRUST BUT VERIFY

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