Barry R. Clark
Professional summary
Barry Ryan Clark was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Barry is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Barry had worked at 5 firms, which includes AIMCO SECURITIES COMPANY INC., J. T. MORAN & CO. INC., PRUDENTIAL EQUITY GROUP LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, E. F. HUTTON & COMPANY INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 1990 - November 23, 1990
AIMCO SECURITIES COMPANY, INC.
August 30, 1989 - January 31, 1990
J. T. MORAN & CO., INC.
April 16, 1987 - May 17, 1989
PRUDENTIAL EQUITY GROUP, LLC
September 30, 1985 - March 25, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 8, 1985 - August 30, 1985
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Exams
Current Firm
AIMCO SECURITIES COMPANY, INC.
CRD#: 20185 / SEC#: , 8-38365
Contact information
Documents
Red Flags
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