Paul Schimmel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Schimmel was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1984. Paul had worked at 11 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2013 - October 1, 2014
THE LEADERS GROUP, INC.
March 2, 2011 - June 18, 2012
OGILVIE SECURITY ADVISORS CORPORATION
April 16, 2007 - November 30, 2007
WOODBURY FINANCIAL SERVICES, INC.
August 30, 2004 - December 31, 2006
WOODBURY FINANCIAL SERVICES, INC.
March 5, 2004 - August 18, 2004
FINANCIAL TELESIS INC
April 4, 2003 - March 15, 2004
OSAIC FS, INC.
May 26, 1999 - March 15, 2004
OSAIC FS, INC.
December 19, 1997 - May 18, 1999
NYLIFE SECURITIES LLC
April 16, 1997 - October 23, 1997
OSAIC FS, INC.
January 31, 1997 - April 11, 1997
OSAIC WEALTH, INC.
July 7, 1993 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
February 28, 1992 - June 18, 1993
JOHN HANCOCK DISTRIBUTORS LLC
May 2, 1991 - February 10, 1992
FSC SECURITIES CORPORATION
March 14, 1985 - December 13, 1985
PRIVATE SECURITIES NETWORK, INC.
December 21, 1984 - February 14, 1991
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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