Timothy C. Bryant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Charles Bryant, who also goes by Tim Bryant, Timothy Charles Bryant, Timothy Bryant, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1985. Timothy had worked at 16 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2018 - October 30, 2019
CROWN CAPITAL SECURITIES, L.P.
July 21, 2017 - July 3, 2018
IBN FINANCIAL SERVICES, INC.
June 27, 2014 - May 1, 2017
PRIMEX
February 7, 2013 - May 16, 2014
CORECAP INVESTMENTS, LLC
April 15, 2011 - May 23, 2012
WAVELAND CAPITAL PARTNERS LLC
March 10, 2009 - April 12, 2011
OAK STREET SECURITIES, INC.
July 25, 2008 - March 24, 2009
GIRARD SECURITIES, INC.
October 17, 2005 - July 25, 2008
MIDPOINT FINANCIAL SERVICES, INC.
March 8, 2002 - October 14, 2005
SECURITIES EQUITY GROUP
September 27, 2000 - February 4, 2002
OSAIC FS, INC.
December 19, 1997 - July 2, 1999
MUTUAL SERVICE CORPORATION
May 23, 1994 - December 31, 1995
INTERVEST INTERNATIONAL EQUITIES CORPORATION
December 3, 1993 - May 23, 1994
PROGRAMMED EQUITIES CORPORATION
January 21, 1991 - March 10, 1993
MML INVESTORS SERVICES, LLC
November 8, 1985 - May 23, 1989
VERAVEST INVESTMENTS, INC.
August 2, 1985 - November 14, 1990
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CROWN CAPITAL SECURITIES, L.P.
CRD#: 6312 / SEC#: 801-57663, 8-17264
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DELTA CAPITAL HOLDINGS, LLC | GENERAL PARTNER | |
| DELTA BROKER HOLDING, LLC | LIMITED PARTNER | |
| EDWARDS, DON MICHAEL | CFO/FINOP/CONTROLLER | 2669488 |
| FRENCH, JONATHAN LEE | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO/CCO/COO/INV. ADV.SERV. | 3155702 |
| PAULSEN, DAROL KENNETH | CEO/DIR./TREASURER/SROP | 358292 |
| PAULSEN, PHYLLIS JEAN | SR. VP/DIR/CAO DIR./LIC & REG/SEC | 1512757 |
Regulatory assets under management
| Total Number of Accounts | 5,654 |
| AUM (Assets Under Management) | $ 1,223,108,240 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
