Joshua V. Haron

HARON CAPITAL MANAGEMENT

CAPE CANAVERAL, FL

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CRD#: 1325084

Professional summary

Joshua Victor Haron, who also goes by Joshua V Haron, is a registered financial advisor currently at HARON CAPITAL MANAGEMENT, LLC located in Cape Canaveral, Florida.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Joshua has worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joshua V Haron

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Victor Haron's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2021 - Present

HARON CAPITAL MANAGEMENT, LLC

RIA

CRD#: 298059

CAPE CANAVERAL, FL

Past

June 22, 2012 - December 13, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

June 22, 2012 - December 13, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

July 15, 2008 - July 2, 2012

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

NEW YORK CITY, NY

Past

May 27, 2008 - July 2, 2012

CHARLES SCHWAB & CO., INC.

CRD#: 5393

NEW YORK CITY, NY

Past

August 1, 1990 - February 11, 1992

STRATTON OAKMONT INC.

CRD#: 18692

Past

September 1, 1989 - August 15, 1990

J.P. MORGAN SECURITIES LLC

CRD#: 79

Past

August 25, 1989 - October 10, 1989

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

May 17, 1989 - August 25, 1989

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

Past

February 8, 1988 - June 5, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

January 29, 1988 - February 18, 1988

CIBC WORLD MARKETS CORP.

CRD#: 630

Past

March 6, 1986 - February 18, 1988

L. F. ROTHSCHILD & CO. INCORPORATED

CRD#: 501

Past

January 28, 1986 - February 12, 1986

KURZ-LIEBOW & COMPANY, INC.

CRD#: 496

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/13/2024)

IAR

New York
(3/6/2021)

IAR

Puerto Rico
(2/18/2025)

IAR

Texas
(10/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/1/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/7/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/2007

General Securities Representative Examination

Current Firm

HARON CAPITAL MANAGEMENT, LLC

HARON CAPITAL MANAGEMENT | HARON CAPITAL MANAGEMENT, LLC. | HARON CAPITAL MANAGEMENT, LLC

CRD#: 298059 / SEC#: 801-121299

RIA

Registered Investment Advisory firm - (7/2/2024 Terminated)

Florida

Registered Investment Advisory firm - (8/13/2024 Approved)

New York

Registered Investment Advisory firm - (9/27/2018 Approved)

Puerto Rico

Registered Investment Advisory firm - (1/30/2025 Approved)

Texas

Registered Investment Advisory firm - (2/22/2024 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Cape Canaveral, FL

Mailing Address

257 North Orlando Avenue, Cocoa Beach, FL 32931

Phone number

(646) 965-6700

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	89
AUM (Assets Under Management)	$ 52,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joshua V. Haron

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Victor Haron's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

STRATTON OAKMONT INC.

J.P. MORGAN SECURITIES LLC

PRUDENTIAL EQUITY GROUP, LLC

THOMSON MCKINNON SECURITIES INC.

DREXEL BURNHAM LAMBERT INCORPORATED

CIBC WORLD MARKETS CORP.

L. F. ROTHSCHILD & CO. INCORPORATED

KURZ-LIEBOW & COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/1/2008

Series 63

Date: 2/7/1986

SIE

Date: 10/1/2018

Series 7

Date: 12/20/2007

Current Firm

HARON CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HARON CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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