Bruce W. Haffner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce William Haffner, who also goes by Bruce W Haffner, was a registered financial advisor .
Bruce is a previously registered financial advisor and started their career in finance in 1984. Bruce had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2004 - December 2, 2004
CANTEBURY CAPITAL, INC.
September 8, 1999 - March 5, 2001
LASALLE ST SECURITIES, L.L.C.
April 3, 1998 - July 30, 1999
PRUDENTIAL EQUITY GROUP, LLC
January 5, 1988 - October 29, 1990
LASALLE ST SECURITIES, L.L.C.
December 18, 1986 - October 9, 1987
J.P. MORGAN SECURITIES LLC
December 18, 1984 - December 22, 1986
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CANTEBURY CAPITAL, INC.
CRD#: 125063 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 20,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
