Wendell D. Belden
Professional summary
Wendell Duane Belden was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Wendell is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Wendell had worked at 8 firms, which includes SOUTHMARK INC., PIM FINANCIAL SERVICES INC., SIGNAL SECURITIES INC., SECURITIES AMERICA INC., SUNAMERICA SECURITIES INC., SOUTHMARK FINANCIAL SERVICES INC., LCP CAPITAL CORP., CARDELL & ASSOCIATES INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 1993 - December 20, 2002
SOUTHMARK, INC.
May 3, 1993 - September 28, 1994
PIM FINANCIAL SERVICES, INC.
November 18, 1991 - January 29, 1993
SIGNAL SECURITIES, INC.
January 17, 1990 - October 10, 1991
SECURITIES AMERICA, INC.
June 18, 1989 - January 23, 1990
SUNAMERICA SECURITIES, INC.
June 25, 1987 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
August 19, 1986 - October 3, 1987
LCP CAPITAL CORP.
March 20, 1985 - August 15, 1986
CARDELL & ASSOCIATES, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
SOUTHMARK, INC.
CRD#: 34825 / SEC#: , 8-46427
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
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