Dell F. Duran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dell Frank Duran was a registered financial professional .
Dell is a previously registered financial professional and started their career in finance in 1997. Dell had worked at 6 firms and has passed the Series 63, Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2010 - February 3, 2016
DELL'S ADVISORY SERVICES, LLC
August 18, 2010 - May 2, 2011
GRADIENT SECURITIES, LLC
November 14, 2008 - December 22, 2009
AMERICAN INVESTMENT SERVICES
November 14, 2008 - August 12, 2010
MIDAMERICA FINANCIAL SERVICES, INC.
April 13, 2006 - November 18, 2008
WOODBURY FINANCIAL SERVICES, INC.
July 7, 2004 - November 18, 2008
WOODBURY FINANCIAL SERVICES, INC.
January 19, 1999 - June 22, 2004
VOYA FINANCIAL ADVISORS, INC.
January 20, 1997 - June 22, 2004
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
DELL'S ADVISORY SERVICES, LLC
CRD#: 154158 / SEC#:
Contact information
Red Flags
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