Gregory J. Mayer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory John Mayer, CFP® was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1987. Gregory had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2022 - March 12, 2024
SETTLEMENT FINANCIAL ADVISORS LLC
February 4, 2014 - October 31, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
August 10, 2011 - January 18, 2012
SUMMIT FINANCIAL GROUP INC
August 8, 2011 - January 18, 2012
SUMMIT BROKERAGE SERVICES, INC.
December 21, 2010 - February 16, 2011
CHARLES MORGAN SECURITIES, INC.
October 3, 2008 - December 10, 2009
AMERICAN PORTFOLIOS ADVISORS, INC
February 22, 2008 - December 31, 2008
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
December 19, 2005 - March 7, 2006
TMT FINANCIAL SERVICES, INC.
August 23, 2002 - December 19, 2003
FSC SECURITIES CORPORATION
February 28, 2001 - April 18, 2002
ADVEST, INC.
April 29, 1987 - February 2, 1988
YANKEE FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SETTLEMENT FINANCIAL ADVISORS LLC
CRD#: 321787 / SEC#:
Contact information
Red Flags
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