Lowell C. Schatzer
Professional summary
Lowell Charles Schatzer was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Lowell is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Lowell had worked at 8 firms, which includes HANOVER STERLING & COMPANY LTD., GKN SECURITIES CORP., A.S. GOLDMEN & CO. INC., FIRST FIDELITY CAPITAL CORP., SHELTER ROCK SECURITIES CORP., VANDERBILT SECURITIES INC., GREENTREE SECURITIES CORP., BROOKS WEINGER ROBBINS & LEEDS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 1991 - July 11, 1995
HANOVER, STERLING & COMPANY LTD.
September 4, 1990 - February 14, 1991
GKN SECURITIES CORP.
July 17, 1990 - August 30, 1990
A.S. GOLDMEN & CO., INC.
June 2, 1989 - October 19, 1990
FIRST FIDELITY CAPITAL CORP.
November 9, 1988 - May 23, 1989
SHELTER ROCK SECURITIES CORP.
May 12, 1988 - November 2, 1988
VANDERBILT SECURITIES, INC.
January 13, 1988 - May 4, 1988
GREENTREE SECURITIES CORP.
March 15, 1985 - February 3, 1988
BROOKS WEINGER ROBBINS & LEEDS INC.
State Registrations and Notice Filings
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Exams
Current Firm
HANOVER, STERLING & COMPANY LTD.
CRD#: 15491 / SEC#: , 8-32291
Contact information
Documents
Red Flags
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