Monte T. House
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Monte Turner House was a registered financial professional .
Monte is a previously registered financial professional and started their career in finance in 1985. Monte had worked at 4 firms and has passed the Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 1989 - July 11, 1995
TRUSTAMERICA SECURITIES COMPANY
August 12, 1988 - April 6, 1989
DOUGLAS BREMEN & CO., INC.
April 28, 1988 - August 12, 1988
PROFESSIONAL BROKERAGE SERVICES INC.
June 19, 1985 - June 26, 1986
L T SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 6/10/1991
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
TRUSTAMERICA SECURITIES COMPANY
CRD#: 16436 / SEC#: , 8-33946
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
