Lawrence B. Hollin

INVICTA ADVISORS LLC

Bala Cynwyd, PA

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CRD#: 1324425

Professional summary

Lawrence Bruce Hollin is a registered financial advisor currently at INVICTA ADVISORS LLC located in Bala Cynwyd, Pennsylvania and INVICTA CAPITAL LLC located in Oakmont, Pennsylvania.

Lawrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Lawrence has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ARCH STREET ADVISORS - DBA NAME UTILIZED; NO SECURITIES BUSINESS. 1211 Gainsboro Road, Bala Cywnwyd, PA 19004. Business Consulting. 3 hrs/month during business hours. Started June 2013. Not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Bruce Hollin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 19, 2024 - Present

INVICTA ADVISORS LLC

RIA

CRD#: 298868

Bala Cynwyd, PA

Current

January 7, 2020 - Present

INVICTA CAPITAL LLC

Office #1: 527 Cedar Way Suite 101, Oakmont, PA 15139

CRD#: 288101

OAKMONT, PA

Past

September 27, 2018 - January 6, 2020

SSG CAPITAL ADVISORS, LLC

CRD#: 150750

WEST CONSHOHOCKEN, PA

Past

September 22, 2010 - September 27, 2018

CV BROKERAGE, INC

CRD#: 462

WILLIAMSTOWN, NJ

Past

February 3, 2009 - September 20, 2010

KILDARE CAPITAL, INC.

CRD#: 45796

BALA CYNWYD, PA

Past

January 16, 2009 - January 30, 2009

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

PORTLAND, ME

Past

December 14, 1993 - June 23, 1994

WEINER ABRAMS & COMPANY, INC.

CRD#: 31085

ENGLEWOOD CLIFFS, NJ

Past

July 9, 1991 - December 31, 1992

GENESIS ADVISORS, INC.

CRD#: 15038

NEW YORK, NY

Past

June 6, 1988 - January 29, 1991

TAKE CHARGE FINANCIAL

CRD#: 16724

LOS GATOS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVICTA ADVISORS LLC

CRD#: 298868 / SEC#: 801-114114

RIA

Registered Investment Advisory firm - (10/12/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/11/2025)

California
(10/19/2023)

Connecticut
(7/31/2025)

Florida
(10/19/2023)

Illinois
(10/19/2023)

Louisiana
(4/26/2021)

Michigan
(12/18/2024)

Nevada
(7/31/2025)

New Jersey
(12/18/2024)

New York
(10/19/2023)

Ohio
(10/19/2023)

Pennsylvania
(1/7/2020)

IAR

Pennsylvania
(12/19/2024)

Texas
(12/18/2024)

Virginia
(7/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/22/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/15/2009

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 12/26/1995

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 6/14/1985

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INVICTA ADVISORS LLC

CRD#: 298868 / SEC#: 801-114114

RIA

Registered Investment Advisory firm - (10/12/2018 Approved)

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Contact information

Main Address

527 Cedar Way Suite 101, Oakmont, PA 15139

Mailing Address

Phone number

(412) 349-8684

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/10/2025)

Regulatory assets under management

Total Number of Accounts	1,371
AUM (Assets Under Management)	$ 183,496,330

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lawrence B. Hollin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Bruce Hollin's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVICTA CAPITAL LLC

SSG CAPITAL ADVISORS, LLC

CV BROKERAGE, INC

KILDARE CAPITAL, INC.

FUNDS DISTRIBUTOR, LLC

WEINER ABRAMS & COMPANY, INC.

GENESIS ADVISORS, INC.

TAKE CHARGE FINANCIAL

Primary Firm SEC Registration

INVICTA ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/22/2009

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/15/2009

Series 3

Date: 12/26/1995

Series 24

Date: 6/14/1985

FINRA

Current Firm

INVICTA ADVISORS LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVICTA ADVISORS LLC

TRUST BUT VERIFY

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