John M. Izquierdo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John M Izquierdo JR, who also goes by John Izquierdo Jr, was a registered financial advisor .
John is a previously registered financial advisor and started their career in finance in 1985. John had worked at 6 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2000 - June 22, 2001
L&M FINANCIAL SERVICES
January 1, 2000 - February 2, 2009
JMI FINANCIAL SERVICES, INC
December 20, 1995 - December 23, 1999
HARBOUR INVESTMENTS, INC.
January 4, 1991 - December 22, 1995
L&M FINANCIAL SERVICES
March 30, 1990 - January 21, 1991
HARBOUR INVESTMENTS, INC.
March 29, 1989 - March 30, 1990
HYDRA SECURITIES CORPORATION
September 27, 1986 - April 5, 1989
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
October 3, 1985 - September 11, 1986
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
L&M FINANCIAL SERVICES
CRD#: 26247 / SEC#: , 8-42456
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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