Elaine M. Simkowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elaine Marie Simkowski, who also goes by Elaine Marie Bellock, Elaine Marie Pulice, Elaine M Simkowski, was a registered financial professional .
Elaine is a previously registered financial professional and started their career in finance in 1992. Elaine had worked at 7 firms and has passed the Series 63, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2011 - April 30, 2012
WOLFE & HURST BOND BROKERS INC.
November 13, 2009 - April 20, 2011
PNC CAPITAL MARKETS LLC
December 8, 2005 - November 13, 2009
NATCITY INVESTMENTS, INC.
August 2, 2004 - October 12, 2005
J.P. MORGAN SECURITIES INC.
May 3, 2001 - August 2, 2004
BANC ONE CAPITAL MARKETS, INC.
September 17, 1999 - May 21, 2001
PIPER SANDLER & CO.
May 4, 1992 - September 16, 1999
NUVEEN SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WOLFE & HURST BOND BROKERS INC.
CRD#: 8288 / SEC#: , 8-24924
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
