Joyce A. Butler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joyce Ann Butler, who also goes by Joyce A Butler, Joyce A Conerly, Joyce Ann Conerly, Joyce Ann Damalas, was a registered financial professional .
Joyce is a previously registered financial professional and started their career in finance in 1996. Joyce had worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2019 - July 2, 2025
IMST DISTRIBUTORS, LLC
July 20, 2018 - July 3, 2025
KENNEDY CAPITAL MANAGEMENT
February 9, 2018 - April 9, 2018
PRUCO SECURITIES, LLC.
November 18, 2016 - January 24, 2018
SCOTTRADE INVESTMENT MANAGEMENT
September 7, 2011 - January 24, 2018
SCOTTRADE, INC.
August 7, 2002 - May 4, 2004
FFP ADVISORY SERVICES INC
August 7, 2002 - May 4, 2004
FFP SECURITIES, INC.
October 10, 2001 - May 21, 2002
CITISTREET EQUITIES LLC
June 12, 2001 - October 2, 2001
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 22, 2000 - March 29, 2000
SCOTTRADE, INC.
November 8, 1999 - March 27, 2000
MOSES.COM SECURITIES, INC.
October 1, 1998 - March 1, 1999
MERCANTILE INVESTMENT SERVICES, INC.
July 2, 1996 - October 2, 1998
BRUNO, STOLZE & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IMST DISTRIBUTORS, LLC
CRD#: 130745 / SEC#: , 8-66389
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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