DS
Daniel A. Scott
APOLLON WEALTH MANAGEMENT
Springfield, MO 65809
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CRD#: 1324019
DS
Professional summary
Daniel Aaron Scott, who also goes by Dan Aaron Scott, is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Springfield, Missouri.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Daniel has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 42, Series 62, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Aaron Scott
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) INDEPENDENT INSURANCE AGENT; SAME LOCATION 2.) DUES TERRA LLC, NON-INVESTMENT RELATED, 2257 E POWELL SPRINGFIELD MO 65804, PROPERTY RENTALS, LIMITED PARTNER, 10/2004, ONE HOUR PER YEAR/0 DURING TRADING HOURS, LLC ORGANIZED TO PURCHASE RENTAL PROPERTY
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Aaron Scott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 12, 2021 - Present
APOLLON WEALTH MANAGEMENT, LLC
Office #1: 4411 E. Sunshine Suite B, Springfield, MO 65809RIA
CRD#: 291902
Springfield, MO
Past
February 2, 2010 - February 12, 2021
CASCADE FINANCIAL MANAGEMENT, INC.
RIA
CRD#: 119030
SPRINGFIELD, MO
Past
December 12, 2005 - December 31, 2020
CASCADE FINANCIAL MANAGEMENT, INC.
BD
CRD#: 119030
SPRINGFIELD, MO
Past
June 1, 2004 - December 8, 2005
NATIONS FINANCIAL GROUP, INC.
BD
CRD#: 44181
CEDAR RAPIDS, IA
Past
June 10, 1993 - June 14, 2004
ANDREW GARRETT INC.
BD
CRD#: 29931
NEW YORK, NY
Past
June 22, 1990 - June 17, 1993
PATTERSON ICENOGLE, INC.
BD
CRD#: 15652
Past
December 5, 1984 - June 20, 1990
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
Registered Investment Advisory firm - (1/22/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(2/12/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 42
Date: 5/23/1998
Registered Options Representative ExaminationGeneral Industry/Product Exam
RR
Series 62
Date: 2/5/1992
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
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Contact information
Main Address
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464
Mailing Address
Phone number
(843) 579-0018
Established
Firm type
Fiscal year end
# of Employees
179
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,798 |
| AUM (Assets Under Management) | $ 7,720,756,861 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
APOLLON WEALTH MANAGEMENT, LLC
CRD#: 291902Springfield, MO 65809TRUST BUT VERIFY
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