Christopher L. O'donnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Long O'donnell, who also goes by Christopher L Odonnell, Christopher Long Odonnell, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1985. Christopher had worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2022 - October 3, 2025
WELLS FARGO CLEARING SERVICES, LLC
December 16, 2022 - October 3, 2025
WELLS FARGO CLEARING SERVICES, LLC
July 2, 2013 - January 6, 2023
MORGAN STANLEY
June 27, 2013 - January 6, 2023
MORGAN STANLEY
August 23, 2010 - July 10, 2013
CREDIT SUISSE SECURITIES (USA) LLC
June 5, 2008 - July 10, 2013
CREDIT SUISSE SECURITIES (USA) LLC
March 4, 2004 - June 25, 2008
J.P. MORGAN SECURITIES LLC
September 11, 1998 - March 4, 2004
MORGAN STANLEY DW INC.
March 20, 1996 - August 31, 1998
CIBC WORLD MARKETS CORP.
January 5, 1995 - February 29, 1996
LEHMAN BROTHERS INC.
September 16, 1994 - January 16, 1995
PRUDENTIAL EQUITY GROUP, LLC
May 17, 1993 - September 15, 1994
KIDDER, PEABODY & CO. INCORPORATED
December 10, 1990 - May 14, 1993
LEHMAN BROTHERS INC.
September 27, 1988 - April 3, 1990
CIBC WORLD MARKETS CORP.
March 16, 1987 - September 22, 1988
UBS FINANCIAL SERVICES INC.
July 23, 1985 - March 23, 1987
CINCINNATI ANALYSTS, INC.
Primary Firm SEC Registration
WELLS FARGO CLEARING SERVICES, LLC
CRD#: 19616 / SEC#: 801-37967, 8-37180
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WELLS FARGO CLEARING SERVICES, LLC
CRD#: 19616 / SEC#: 801-37967, 8-37180
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | SOLE MEMBER | |
| CRONK, DARRELL | HEAD OF INVESTMENT SOLUTIONS / WIM CHIEF INVESTMENT OFFICER / BOARD OF MANAGERS / CONTROL PRINCIPAL | 2498892 |
| GINDI, SOL | PRESIDENT / HEAD OF WIM DISTRIBUTION / BOARD OF MANAGERS / CONTROL PRINCIPAL | 4903526 |
| KARANIK, ERIK ANTHONY | BOARD OF MANAGERS | 2260890 |
| LACEY, PAUL | PRINCIPAL OPERATIONS OFFICER / CONTROL PRINCIPAL | 5616656 |
| PATEL, RAKESH | CHIEF FINANCIAL OFFICER / BOARD OF MANAGERS | 5385585 |
| SAUNDERS, DAVID WARD | DESIGNATED STATE PRINCIPAL | 2448617 |
| SOMESHWAR, PRASANNA | HEAD OF BANKING, LENDING & TRUST / CONTROL PRINCIPAL | 7491790 |
| SOMMERS, BARRY | CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS | 2301454 |
| TSAMADIAS, CHRISTOS G | CHIEF COMPLIANCE OFFICER | 5433568 |
Regulatory assets under management
| Total Number of Accounts | 1,327,695 |
| AUM (Assets Under Management) | $ 606,037,831,365 |
Disclosures
| Regulatory Event | 182 |
| Civil Event | 2 |
| Arbitration | 303 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 12/11/2023 | ||
| 02/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
