Jay P. Levin

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CRD#: 1323546

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jay Paul Levin, CFP® was a registered financial professional .

Jay is a previously registered financial professional and started their career in finance in 1984. Jay had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Past

December 24, 2021 - March 31, 2026

MAI CAPITAL MANAGEMENT, LLC

RIA

CRD#: 109807

Bethesda, MD

Past

January 2, 2018 - January 3, 2022

INVESTMENT PLANNING ASSOCIATES INC

RIA

CRD#: 110047

Rockville, MD

Past

October 7, 2004 - December 31, 2017

INVESTMENT PLANNING ASSOCIATES INC

RIA

CRD#: 110047

ROCKVILLE, MD

Past

February 8, 1990 - November 19, 1991

INVESTMENT ADVISORS & CONSULTANTS, INC.

CRD#: 7996

Past

June 2, 1989 - October 31, 1989

GRUNTAL & CO., L.L.C.

CRD#: 372

Past

December 18, 1984 - October 15, 1987

PERSHING LLC

CRD#: 7560

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAI CAPITAL MANAGEMENT, LLC

MAI CAPITAL MANAGEMENT LLC | MCCORMACK ADVISORS INTERNATIONAL LLC | MAI WEALTH ADVISORS LLC | MAI CAPITAL MANAGEMENT, LLC

CRD#: 109807 / SEC#: 801-58104

RIA

Registered Investment Advisory firm - (10/2/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/24/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/8/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/15/1984

General Securities Representative Examination

Current Firm

MAI CAPITAL MANAGEMENT, LLC

MAI CAPITAL MANAGEMENT LLC | MCCORMACK ADVISORS INTERNATIONAL LLC | MAI WEALTH ADVISORS LLC | MAI CAPITAL MANAGEMENT, LLC

CRD#: 109807 / SEC#: 801-58104

RIA

Registered Investment Advisory firm - (10/2/2000 Approved)

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Contact information

Main Address

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131

Mailing Address

Phone number

(216) 920-4800

Established

Firm type

Fiscal year end

# of Employees

482

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAI CAPITAL MANAGEMENT ADV PART 2A NOVEMBER 2025 (12/1/2025)

Regulatory assets under management

Total Number of Accounts	40,758
AUM (Assets Under Management)	$ 29,630,499,856

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/20/2026	Cover Page	Report
11/25/2024	Cover Page	Report
01/28/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jay P. Levin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MAI CAPITAL MANAGEMENT, LLC

INVESTMENT PLANNING ASSOCIATES INC

INVESTMENT PLANNING ASSOCIATES INC

INVESTMENT ADVISORS & CONSULTANTS, INC.

GRUNTAL & CO., L.L.C.

PERSHING LLC

Primary Firm SEC Registration

MAI CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/24/1996

Series 63

Date: 1/8/1985

Series 7

Date: 12/15/1984

Current Firm

MAI CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MAI CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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