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JJ

Jocelyn I. Javits

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CRD#: 1323545
JJ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jocelyn Ingrid Javits was a registered financial professional .

Jocelyn is a previously registered financial professional and started their career in finance in 1984. Jocelyn had worked at 2 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 29, 2001 - June 20, 2013

AURORA CAPITAL LLC

BD
CRD#: 37924
BRIDGEHAMPTON,, NY
Past

December 18, 1984 - August 3, 2000

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/8/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/15/1984
General Securities Representative Examination

Current Firm

AC
AURORA CAPITAL LLC
AURORA CAPITAL CORP. | AURORA CAPITAL LLC

CRD#: 37924 / SEC#: , 8-48069

BD
Terminated by SEC on 07/04/2021
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 09/15/1998
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
AURORA CAPITAL CORP.MANAGING MEMBER
JAVITS, ERIC MINDIVIDUAL OWNER6721703
T MORGEN CAPITAL LLCMEMBER
MARGOLIS, JEFF ELIOTPRES OF AURORA CAPITAL CORP., MANAGING MEMBER, PRESIDENT, FINOP, CHIEF COMPLIANCE OFFICER, CFO, CHIEF ADMIN, EXEC REP TO FINRA1131553

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AURORA CAPITAL LLC

CRD#: 37924

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