Robert C. Rudder
Professional summary
Robert Craig Rudder was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Robert had worked at 4 firms, which includes STUART SECURITIES CORP., WMA SECURITIES INC., TRANSAMERICA FINANCIAL ADVISORS LLC, PFS INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 1999 - December 31, 2004
STUART SECURITIES CORP.
June 6, 1994 - June 29, 1999
WMA SECURITIES, INC.
April 10, 1992 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
December 14, 1984 - December 31, 1991
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
STUART SECURITIES CORP.
CRD#: 47076 / SEC#: , 8-51666
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STUART FINANCIAL CORP. | OWNER | |
| TONNER, KELVIN GORDON | CCO, SECRETARY & TREASURER | 4525875 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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