Tommy L. Huff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tommy Lee Huff JR, who also goes by Tommy L Huff, was a registered financial advisor .
Tommy is a previously registered financial advisor and started their career in finance in 1986. Tommy had worked at 6 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2002 - December 1, 2003
LEGEND ADVISORY, LLC
May 14, 2002 - December 1, 2003
LEGEND EQUITIES CORPORATION
July 10, 2001 - May 20, 2002
MEDALLION EQUITIES, INC.
December 20, 2000 - July 25, 2001
EQUITY SERVICES, INC.
October 21, 1998 - December 6, 2000
MEDALLION EQUITIES, INC.
February 3, 1997 - October 7, 1998
SOUTHERN CAPITAL SECURITIES, INC.
September 26, 1986 - December 24, 1996
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEGEND ADVISORY, LLC
CRD#: 104761 / SEC#: 801-13887
Contact information
Red Flags
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