Arthur M. Gelman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Melvin Gelman was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1984. Arthur had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 1999 - June 28, 2012
PREFERRED FINANCIAL ADVISORS, LLC
December 8, 1995 - May 1, 1996
MONY SECURITIES CORPORATION
February 1, 1985 - October 19, 1992
HOME LIFE INSURANCE COMPANY
February 1, 1985 - December 22, 1995
WS GRIFFITH SECURITIES, INC.
December 18, 1984 - February 12, 1985
BOARDWALK CAPITAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
PREFERRED FINANCIAL ADVISORS, LLC
CRD#: 104572 / SEC#: 801-55590
Contact information
Red Flags
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