Brian D. Barry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian D Barry, who also goes by Brian David Barry, Brian Barry, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1985. Brian had worked at 7 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2017 - August 19, 2022
MORGAN STANLEY & CO. LLC
November 28, 2016 - May 5, 2017
MORGAN STANLEY & CO. LLC
February 4, 2011 - December 15, 2017
MORGAN STANLEY
July 20, 2009 - February 7, 2013
MORGAN STANLEY & CO. LLC
March 4, 2005 - March 27, 2008
MORGAN STANLEY MARKET PRODUCTS INC.
May 8, 1999 - March 27, 2008
MORGAN STANLEY & CO. LLC
September 21, 1994 - May 1, 1999
MORGAN STANLEY DW INC.
November 20, 1989 - January 5, 1990
MABON, NUGENT & CO.
March 14, 1989 - November 11, 1989
WESTPAC POLLOCK GOVERNMENT SECURITIES INC.
February 27, 1985 - February 3, 1989
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 8
Date: 9/28/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MORGAN STANLEY & CO. LLC
CRD#: 8209 / SEC#: , 8-15869
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| BERKE, MATTHEW EVAN | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND DIRECTOR | 2524594 |
| BHAIMIA, ISMAIL OMAR | DIRECTOR | 6264162 |
| DAMAST, EVAN SCOTT | DIRECTOR | 3198635 |
| HENNESSEY, JACQUELINE A | TEXAS DESIGNATED PRINCIPAL | 2194034 |
| HIRSHORN, WILLIAM DAVID | PRINCIPAL OPERATIONS OFFICER | 1564223 |
| KRAUSE, GARD J | CHIEF COMPLIANCE OFFICER | 2284628 |
| LYNN, GARY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 2162411 |
| MACEJKA, PATRICK NMN | DIRECTOR | 2139145 |
| STERN, MICHAEL A | DIRECTOR | 4939073 |
Disclosures
| Regulatory Event | 487 |
| Civil Event | 5 |
| Arbitration | 56 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
