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ST

Scott T. Taylor

SCOTT T. TAYLOR, LTD.
Willis, TX 77318
Some features on this profile are disabled
CRD#: 1323288
ST

Professional summary


Scott Trezevant Taylor is a registered financial professional currently at SCOTT T. TAYLOR, LTD. located in Willis, Texas.

Scott is registered as a RR (Registered Representative) and started their career in finance in 1987. Scott has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Scott Trezevant Taylor's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 3, 2005 - Present

SCOTT T. TAYLOR, LTD.

Office #1: 14482 Hillshire Dr., Willis, TX 77318Office #2: 14482 Hillshire Dr., Willis, TX 77318-4478
BD
CRD#: 136414
Willis, TX
Past

May 16, 1997 - November 2, 2005

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD
CRD#: 20804
HOUSTON, TX
Past

May 16, 1991 - May 28, 1997

THE O.N. EQUITY SALES COMPANY

BD
CRD#: 2936
CINCINNATI, OH
Past

April 30, 1987 - January 1, 1990

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(11/7/2005)

Exams


State Security Law Exam
RR
Series 63
Date: 5/21/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


ST
SCOTT T. TAYLOR, LTD.
SCOTT T. TAYLOR, LTD.

CRD#: 136414 / SEC#: , 8-67009

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
14482 Hillshire Dr., Willis, TX 77318-4478
Mailing Address
14482 Hillshire Dr., Willis, TX 77318-4478
Phone number
(713) 688-1849
Established
Texas since 04/12/2005
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
TAYLOR, ELLEN MARYLIMITED PARTNER
TAYLOR, SCOTT TREZEVANTPRESIDENT, CCO, FINOP LIMITED PARTNER1323288
WEALTH RECOVERY, INCPARENT COMPANY

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SCOTT T. TAYLOR, LTD.

CRD#: 136414Willis, TX 77318

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