Christopher J. Kern
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Kern, who also goes by Christopher John Kern, Kip Kern, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1985. Christopher had worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2023 - June 15, 2023
OCTAURA SECURITIES
April 14, 2000 - January 5, 2021
BROKERTEC AMERICAS LLC
October 19, 1995 - December 20, 1999
TP ICAP GLOBAL MARKETS AMERICAS LLC
April 3, 1995 - October 16, 1995
CEDAR STREET SECURITIES CORP.
September 26, 1994 - June 15, 1995
CITICORP SECURITIES, INC.
April 10, 1985 - July 12, 1989
CHAPDELAINE TULLETT PREBON, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 7/12/2022
General Securities Representative ExaminationCurrent Firm
OCTAURA SECURITIES
CRD#: 321877 / SEC#: , 8-70933
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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