AC
Armando Cunill
GRADIENT SECURITIES
Pinecrest, FL 33156
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CRD#: 1323140
AC
Professional summary
Armando Cunill, who also goes by Armando Cunill Jr, is a registered financial advisor currently at GRADIENT SECURITIES, LLC located in Pinecrest, Florida.
Armando is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Armando has worked at 3 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Armando Cunill Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBA CAPITAL FINANCIAL SERVICES; INVT REL; 8603 S. DIXIE HIGHWAY SUITE 304, PINECREST FL 33156; FIXED INSURANCE SALES; INSURANCE AGENT; START 10/1984; 120 HRS/MO; 120 HRS/MO DURING TRADING; FIXED INSURANCE SALES AND DBA FOR SECURITIES & INVESTMENT ADVISORY SERVICES.
CRS (Client Relationship Summary) - RIA
Click below to view Armando Cunill's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Armando Cunill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2015 - Present
GRADIENT SECURITIES, LLC
Office #1: 8603 S Dixie Highway Suite 304, Pinecrest, FL 33156RIA
BD
CRD#: 127701
Pinecrest, FL
Current
December 4, 2012 - Present
GRADIENT SECURITIES, LLC
Office #1: 8603 S Dixie Highway Suite 304, Pinecrest, FL 33156RIA
BD
CRD#: 127701
Pinecrest, FL
Past
November 13, 2012 - February 24, 2015
GRADIENT ADVISORS, LLC
RIA
CRD#: 152665
MIAMI, FL
Past
July 2, 1996 - November 6, 2012
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
MIAMI, FL
Past
June 26, 1996 - November 6, 2012
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(12/4/2012)
IAR
Florida(2/17/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Mailing Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Phone number
(866) 991-1539
Established
Delaware since 04/09/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
62
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 7,322 |
| AUM (Assets Under Management) | $ 591,069,287 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GRADIENT SECURITIES, LLC
CRD#: 127701Pinecrest, FL 33156TRUST BUT VERIFY
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