Kay L. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kay Lani Johnson, who also goes by Kay Lani Johnson Ferguson, was a registered financial professional .
Kay is a previously registered financial professional and started their career in finance in 1985. Kay had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1999 - May 16, 2007
FINANCIAL SERVICES NETWORK, INC.
January 1, 1999 - October 9, 2017
LPL FINANCIAL LLC
January 3, 1992 - October 9, 2017
LPL FINANCIAL LLC
November 16, 1990 - January 13, 1992
FSC SECURITIES CORPORATION
November 7, 1989 - November 16, 1990
TITAN/VALUE EQUITIES GROUP, INC.
July 1, 1986 - November 7, 1989
VALUE EQUITIES CORPORATION
January 23, 1985 - July 1, 1986
MAI SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
