Thomas F. Barrett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Francis Barrett III, who also goes by Tom Barrett III, Tom Barrett, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1984. Thomas had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2012 - November 6, 2023
EUCLID INVESTMENT ADVISORY, LLC
March 1, 1996 - November 22, 2011
MML INVESTORS SERVICES, LLC
May 20, 1993 - December 31, 1994
JOHN HANCOCK DISTRIBUTORS LLC
November 29, 1984 - March 1, 1996
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EUCLID INVESTMENT ADVISORY, LLC
CRD#: 116740 / SEC#: 801-60766
Contact information
Regulatory assets under management
| Total Number of Accounts | 74 |
| AUM (Assets Under Management) | $ 70,000,000 |
Red Flags
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