Andrew I. Shapiro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Ian Shapiro was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1984. Andrew had worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2017 - September 14, 2018
P.J. ROBB VARIABLE, LLC
October 4, 2000 - November 21, 2013
NATIONWIDE INVESTMENT SERVICES CORPORATION
April 10, 1997 - December 31, 2000
NATIONWIDE SECURITIES, LLC
April 15, 1992 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
April 15, 1992 - February 29, 1996
PRUCO SECURITIES, LLC.
May 10, 1991 - March 26, 1992
WS GRIFFITH SECURITIES, INC.
May 10, 1991 - March 26, 1992
HOME LIFE INSURANCE COMPANY
September 7, 1989 - December 31, 1989
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
September 7, 1989 - December 31, 1989
MONY SECURITIES CORPORATION
December 24, 1986 - September 15, 1987
F & G SECURITIES, INC.
February 15, 1985 - November 20, 1986
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 15, 1985 - November 24, 1986
EQUITABLE ADVISORS, LLC
December 17, 1984 - April 18, 1985
PENNSYLVANIA SECURITIES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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