Richard G. Lagasse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Gregory Lagasse, CFP®, who also goes by Greg Lagasse, Richard G Lagasse, Richard Greg Lagasse, Richard Gregory Lagasse, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1984. Richard had worked at 24 firms and has passed the Series 66, Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 3, Series 52, Series 53 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2025 - July 8, 2026
STRATEGIC ADVISERS LLC
July 31, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 26, 2021 - July 8, 2026
FIDELITY BROKERAGE SERVICES LLC
May 5, 2021 - May 25, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
May 5, 2021 - May 25, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
April 16, 2018 - January 11, 2021
TD AMERITRADE, INC.
February 26, 2018 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - January 11, 2021
TD AMERITRADE, INC.
April 10, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
February 7, 2017 - February 26, 2018
SCOTTRADE, INC.
October 23, 2015 - January 31, 2017
MULTI-BANK SECURITIES, INC.
March 11, 2013 - October 26, 2015
SOUTHSTATE SECURITIES CORP.
January 2, 2013 - March 4, 2013
BB&T SECURITIES, LLC
January 2, 2013 - March 4, 2013
BB&T SECURITIES, LLC
July 19, 2010 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
July 19, 2010 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
April 18, 2008 - October 27, 2009
PFS INVESTMENTS INC.
June 1, 2000 - July 18, 2005
BOK FINANCIAL SECURITIES, INC.
March 30, 1999 - October 5, 1999
COLLEGE & UNIVERSITY SECURITIES CORPORATION
February 1, 1996 - August 8, 1996
ICBA SECURITIES
January 29, 1996 - February 1, 1996
PARAGON CAPITAL MARKETS, INC.
March 29, 1995 - May 31, 2000
VINING-SPARKS IBG, LLC
November 26, 1993 - April 19, 1995
UBS FINANCIAL SERVICES INC.
August 20, 1993 - December 9, 1993
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 20, 1992 - August 19, 1993
VINING-SPARKS IBG, LLC
August 8, 1986 - July 5, 1988
UMIC, INC.
January 29, 1986 - August 11, 1986
POWELL & SATTERFIELD, INC.
January 30, 1985 - January 30, 1986
BRITTENUM & ASSOCIATES, INC.
December 3, 1984 - January 31, 1985
DELTA FINANCIAL INVESTMENT CORPORATION
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationCurrent Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
