William J. Rotholz
Professional summary
William Joseph Rotholz, who also goes by William Rotholz, is a registered financial professional currently at BUCKMAN, BUCKMAN & REID, INC. located in Little Silver, New Jersey.
William is registered as a RR (Registered Representative) and started their career in finance in 1984. William has worked at 3 firms and has passed the Series 79TO, SIE, Series 7, Series 9, Series 10, Series 24, Series 14 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Joseph Rotholz's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 1999 - Present
BUCKMAN, BUCKMAN & REID, INC.
Office #1: 44 Church St., Little Silver, NJ 07739January 29, 1996 - April 24, 1998
DUKE & CO., INC.
November 21, 1984 - December 20, 1995
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 8
Date: 5/23/1986
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Nasdaq Stock Market
Current Firm
BUCKMAN, BUCKMAN & REID, INC.
CRD#: 23407 / SEC#: , 8-40413
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JTC HOLDINGS LLC | SHARE HOLDER | |
| GIAKAS, WALLACE MARTIN | STOCKHOLDER | 1068278 |
| LAU, PETER SEN | STOCKHOLDER | 2302677 |
| YANG, ZHAO | SHAREHOLDER | 6077274 |
| ALMERINI, LOUIS ACHILLE | FINOP | 1605183 |
| BUCKMAN, HARRY JOHN | CHAIRMAN, RSOP | 1090909 |
| BUCKMAN, HARRY JOHN JR | SR. VICE PRESIDENT | 2202467 |
| BUCKMAN, MARY | STOCKHOLDER | 5823239 |
| BUCKMAN, THOMAS PAUL | SECRETARY | 2577168 |
| CAMPOLI, JOHN | SHAREHOLDER | 6596748 |
| PANNO, RICHARD ANTHONY | CHIEF COMPLIANCE OFFICER | 724727 |
| SHOICHET, MARK ELLIOTT | STOCKHOLDER | 2301353 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BUCKMAN, BUCKMAN & REID, INC.
CRD#: 23407Little Silver, NJ 07739TRUST BUT VERIFY
Monitor William Rotholz
Get automatic monthly alerts on:
