Maury J. Bell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maury Jay Bell was a registered financial professional .
Maury is a previously registered financial professional and started their career in finance in 1994. Maury had worked at 6 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2015 - March 30, 2026
MAZZONE & ASSOCIATES, LLC
November 15, 2013 - June 13, 2014
LOOP CAPITAL MARKETS LLC
February 10, 2011 - December 19, 2013
ARTEMIS SECURITIES CLEARING, LLC
February 14, 2000 - February 27, 2009
DN PARTNERS L.L.C.
December 13, 1994 - March 30, 2000
WELLS FARGO CLEARING SERVICES, LLC
October 21, 1994 - December 5, 1994
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MAZZONE & ASSOCIATES, LLC
CRD#: 144159 / SEC#: , 8-67639
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAZZONE, DOMINIC CHARLES | CEO/CCO/EXEC. REP/AMLCO | |
| SANFORD, JOSEPH STUART | FINOP & CHIEF FINANCIAL OFFICER | 5361444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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