Thomas J. Laresca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Joseph Laresca MR., who also goes by Thomas Joseph Laresca, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1985. Thomas had worked at 19 firms and has passed the Series 63, Series 25, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2012 - July 18, 2014
BUCKMAN, BUCKMAN & REID, INC.
September 13, 2012 - November 28, 2012
MERCATOR ASSOCIATES, LLC
March 30, 2012 - September 11, 2012
THE BENCHMARK COMPANY, LLC
May 27, 2011 - March 29, 2012
RODMAN & RENSHAW, LLC
April 24, 2008 - May 27, 2011
HUDSON SECURITIES,INC.
January 22, 2008 - April 28, 2008
RUSHMORE CAPITAL, INC.
January 3, 2008 - April 23, 2008
DOMESTIC SECURITIES, INC.
January 27, 2003 - December 31, 2007
E&J SECURITIES CORP.
July 17, 2002 - November 12, 2002
CROWN FINANCIAL GROUP, INC.
September 20, 1999 - May 4, 2001
CROWN FINANCIAL GROUP, INC.
January 11, 1999 - March 2, 1999
FIRST COLONIAL SECURITIES
July 6, 1998 - September 9, 1998
STARR SECURITIES, INC.
December 4, 1997 - June 4, 1998
EQUITYLINE SECURITIES, INC.
March 1, 1995 - May 9, 1997
BARRON CHASE SECURITIES, INC.
September 30, 1992 - February 6, 1995
NASH, WEISS & CO.
August 1, 1991 - August 4, 1992
KC MAY SECURITIES CORP.
June 14, 1990 - August 7, 1991
JESUP & LAMONT SECURITIES CO., INC.
March 12, 1990 - June 12, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
July 20, 1989 - August 14, 1989
PUGLISI & CO.
April 23, 1985 - June 8, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 11/4/2003
NYSE Trading Assistant ExaminationSeries 55
Date: 11/8/1999
Limited Representative-Equity Trader ExamCurrent Firm
BUCKMAN, BUCKMAN & REID, INC.
CRD#: 23407 / SEC#: , 8-40413
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JTC HOLDINGS LLC | SHARE HOLDER | |
| GIAKAS, WALLACE MARTIN | STOCKHOLDER | 1068278 |
| LAU, PETER SEN | STOCKHOLDER | 2302677 |
| YANG, ZHAO | SHAREHOLDER | 6077274 |
| ALMERINI, LOUIS ACHILLE | FINOP | 1605183 |
| BUCKMAN, HARRY JOHN | CHAIRMAN, RSOP | 1090909 |
| BUCKMAN, HARRY JOHN JR | SR. VICE PRESIDENT | 2202467 |
| BUCKMAN, MARY | STOCKHOLDER | 5823239 |
| BUCKMAN, THOMAS PAUL | SECRETARY | 2577168 |
| CAMPOLI, JOHN | SHAREHOLDER | 6596748 |
| PANNO, RICHARD ANTHONY | CHIEF COMPLIANCE OFFICER | 724727 |
| SHOICHET, MARK ELLIOTT | STOCKHOLDER | 2301353 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
