Glenn C. Link
Professional summary
Glenn Charles Link is a registered financial advisor currently at COMPAK ASSET MANAGEMENT located in Newport Beach, California and COMPAK SECURITIES, INC. located in Newport Beach, California.
Glenn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Glenn has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Glenn Charles Link's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2006 - Present
COMPAK ASSET MANAGEMENT
Office #1: 1801 Dove Street, Newport Beach, CA 92660September 25, 2006 - Present
COMPAK SECURITIES, INC.
Office #1: 1801 Dove Street, Newport Beach, CA 92660August 9, 2004 - October 4, 2005
GREAT NORTHERN FINANCIAL SECURITIES, INC.
August 18, 1998 - February 9, 2004
FINANCIAL WEST GROUP
March 24, 1997 - August 11, 1998
UBS FINANCIAL SERVICES INC.
April 2, 1996 - December 18, 1996
INCOME NETWORK COMPANY
Primary Firm SEC Registration
COMPAK ASSET MANAGEMENT
CRD#: 109930 / SEC#: 801-58081
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/10/2007)
(6/1/2009)
(9/25/2006)
(4/10/2007)
(4/10/2007)
(6/24/2014)
(2/23/2016)
(3/9/2023)
(6/25/2014)
(3/8/2023)
(2/14/2023)
(3/13/2023)
(4/10/2007)
(2/25/2016)
(6/25/2014)
(2/23/2016)
(6/20/2014)
(2/23/2016)
Exams
FINRA
Current Firm
COMPAK ASSET MANAGEMENT
CRD#: 109930 / SEC#: 801-58081
Contact information
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,264 |
| AUM (Assets Under Management) | $ 1,258,603,087 |
Red Flags
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