Mark P. Hanley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Patrick Hanley was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1986. Mark had worked at 6 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2012 - November 7, 2014
ALPHA STRATEGIES INVESTMENT CONSULTING
April 30, 1999 - March 1, 2002
BOSTON PARTNERS SECURITIES, L.L.C.
September 25, 1998 - January 12, 1999
BNY MELLON SECURITIES CORPORATION
February 4, 1994 - March 12, 1998
PORTLAND INVESTMENT SERVICES, INC.
September 5, 1990 - February 10, 1992
MIDVALE SECURITIES CORPORATION
December 9, 1986 - October 13, 1988
KOMINZ COMPANY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ALPHA STRATEGIES INVESTMENT CONSULTING
CRD#: 151782 / SEC#:
Contact information
Red Flags
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