SR
Suzanne G. Rutrough
JANNEY MONTGOMERY SCOTT LLC
Coral Gables, FL 33134
Some features on this profile are disabled
CRD#: 1322461
SR
Professional summary
Suzanne Gail Rutrough, who also goes by Susan Gail Rutrough, Susan Gail Rutrough-sierra, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Coral Gables, Florida.
Suzanne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Suzanne has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Susan Gail Rutrough | Susan Gail Rutrough-Sierra
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Sierra Investments, LLC, Miami, FL. Real Estate President w/Spouse (Owner) (05/2018). Investment related, 2 hours/month. 2. Sierra Assets, LLC, Miami, FL. Real Estate /President w/Spouse (Owner) (07/2018). Investment related, 2 hours/month. Rental Income. 3. Sierra Sunrise Homes, LLC, Miami, FL. Real Estate President w/Spouse (Owner) (06.2020). Investment related, 2 hours/month, Rental Income. 4. Sierra Beauty, LLC, Miami, FL. Real Estate President w/Spouse (Owner) (04.2021). Investment related, 2 hours/month, Rental Income. 5. Sierra Holdings, LLC, Miami, FL. Rea Estate President w/Spouse (Owner) 06.2019). Investment related, 2 hours/month, Rental Income. 6. Rental Property, Miami, FL. Owner (05.1957) - maintain property. Investment related, rental income, 2 hour/month. 7. Big Brothers and Bif Sisters, Miami, FL. Board Member (04/2010) - community awareness, and local strategic decision making. Not investment related, not compensated, 2 hours/month. 8. Coral Gables Chamber of Commerce, Coral Gables, FL. Trustee (06/2010) - decision making for planned events. Not investment related, not compensated, 2 hours/month.
CRS (Client Relationship Summary) - RIA
Click below to view Suzanne Gail Rutrough's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Suzanne Gail Rutrough's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 5, 2025 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 255 Alhambra Circle Suite 201, Coral Gables, FL 33134RIA
BD
CRD#: 463
Coral Gables, FL
Current
May 5, 2025 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 255 Alhambra Circle Suite 201, Coral Gables, FL 33134RIA
BD
CRD#: 463
Coral Gables, FL
Past
January 26, 2012 - May 6, 2025
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
CORAL GABLES, FL
Past
July 30, 2010 - May 6, 2025
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
CORAL GABLES, FL
Past
October 15, 2001 - July 30, 2010
YOUNG, STOVALL AND COMPANY
BD
CRD#: 8121
MIAMI, FL
Past
August 31, 2001 - October 25, 2001
BLUESTONE CAPITAL CORP.
BD
CRD#: 13516
NEW YORK, NY
Past
March 17, 1997 - August 31, 2001
SSI SECURITIES CORP.
BD
CRD#: 8275
BOCA RATON, FL
Past
July 15, 1996 - March 25, 1997
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
March 3, 1989 - August 6, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Past
September 24, 1987 - August 6, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/5/2025)
RR
Alaska(5/15/2025)
RR
Arkansas(5/5/2025)
RR
California(5/5/2025)
RR
Colorado(5/5/2025)
RR
Connecticut(5/5/2025)
RR
Delaware(6/25/2025)
RR
District of Columbia(5/15/2025)
RR
Florida(5/5/2025)
IAR
Florida(5/6/2025)
RR
Georgia(5/5/2025)
IAR
Georgia(5/6/2025)
RR
Illinois(5/5/2025)
RR
Kentucky(5/7/2025)
RR
Maryland(5/5/2025)
RR
Massachusetts(5/5/2025)
RR
Michigan(5/15/2025)
RR
Mississippi(5/5/2025)
RR
New Jersey(5/5/2025)
RR
New Mexico(5/5/2025)
RR
New York(5/5/2025)
RR
North Carolina(5/7/2025)
IAR
North Carolina(5/7/2025)
RR
Ohio(5/5/2025)
RR
Oregon(5/5/2025)
RR
Pennsylvania(5/5/2025)
RR
South Carolina(5/5/2025)
RR
South Dakota(5/5/2025)
RR
Tennessee(5/5/2025)
RR
Texas(5/5/2025)
IAR
Texas(5/5/2025)
RR
Utah(5/19/2025)
RR
Virgin Islands(5/5/2025)
RR
Virginia(5/15/2025)
RR
Washington(5/5/2025)
RR
West Virginia(5/15/2025)
RR
Wyoming(5/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JANNEY MONTGOMERY SCOTT LLC
CRD#: 463Coral Gables, FL 33134TRUST BUT VERIFY
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Contact information
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