Clifton M. West
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clifton Marryweather West III, who also goes by Clifton Marryweather West Jr, Clifton Marryweather West, Clifton Mary Weather West, Clifton Merryweather West, was a registered financial advisor .
Clifton is a previously registered financial advisor and started their career in finance in 1984. Clifton had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2004 - December 31, 2004
ALPHA FINANCIAL ADVISORS, LLC
October 22, 1996 - June 11, 1997
WATERSTONE FINANCIAL GROUP, INC.
March 31, 1995 - August 30, 1995
CHATFIELD DEAN & CO., INC.
January 19, 1993 - December 31, 1993
WATERSTONE FINANCIAL GROUP, INC.
March 14, 1989 - January 12, 1993
METROPOLITAN LIFE INSURANCE COMPANY
March 14, 1989 - January 12, 1993
MSI FINANCIAL SERVICES, INC.
February 24, 1987 - December 20, 1988
OAK BROOK SECURITIES CORP.
June 10, 1986 - February 27, 1987
PRUCO SECURITIES, LLC.
November 13, 1985 - March 10, 1986
MUTUAL SERVICE CORPORATION
July 11, 1985 - October 21, 1985
AMERIPRISE FINANCIAL SERVICES, LLC
December 26, 1984 - September 30, 1985
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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