Daniel S. Frishberg
Professional summary
Daniel Sholom Frishberg was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Daniel is a previously registered financial advisor and started their career in finance in 1984. Prior to being barred, Daniel had worked at 6 firms, which includes DANIEL FRISHBERG FINANCIAL SERVICES INC., UNITED PACIFIC SECURITIES INC., KEOGLER MORGAN & COMPANY INC., PRUCO SECURITIES LLC., RETIREMENT INVESTMENT GROUP, AMERICAN DIVERSIFIED EQUITY CORPORATION.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2006 - December 31, 2010
DANIEL FRISHBERG FINANCIAL SERVICES, INC.
June 21, 1996 - March 31, 1997
UNITED PACIFIC SECURITIES, INC.
May 18, 1994 - May 22, 1996
KEOGLER, MORGAN & COMPANY, INC.
December 21, 1987 - May 20, 1994
PRUCO SECURITIES, LLC.
December 18, 1985 - September 30, 1987
RETIREMENT INVESTMENT GROUP
November 16, 1984 - August 5, 1985
AMERICAN DIVERSIFIED EQUITY CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
DANIEL FRISHBERG FINANCIAL SERVICES, INC.
CRD#: 109248 / SEC#: 801-56278
Contact information
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