James S. Burford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Scott Burford was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1984. James had worked at 2 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2000 - November 7, 2013
GBS FINANCIAL CORP.
June 11, 1990 - November 7, 2013
GBS FINANCIAL CORP.
November 21, 1984 - June 12, 1990
WEDBUSH SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 4/26/2000
Limited Representative-Equity Trader ExamCurrent Firm
GBS FINANCIAL CORP.
CRD#: 16906 / SEC#: 801-60744, 8-34631
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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