KA
Kemper D. Arnold
VANTAGE FINANCIAL GROUP
CLEVELAND, OH 44131
Some features on this profile are disabled
CRD#: 1322096
KA
Professional summary
Kemper David Arnold, AIF® is a registered financial advisor currently at VANTAGE FINANCIAL GROUP, INC. located in Cleveland, Ohio and VICUS CAPITAL, INC. located in Cleveland, Ohio.
Kemper is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Kemper has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 01/1986, 15HRS/WK (10 TRADING HOURS), INSURANCE AGENT - SELLS LIFE, ACCIDENT, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE, AND STRUCTURED SETTLEMENTS; (2) VANTAGE FINANCIAL GROUP, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 01/1988, 15HRS/WK (10 TRADING HOURS), ADVISORY REPRESENTATIVE; (3) KEMPER D. ARNOLD - ATTORNEY, NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, LEGAL CONSULTANT/MEDIATOR, START 03/2012, 1HR/WK (TRADING HOURS), MAY BE RETAINED AS A CONSULTANT OR MEDIATOR WHERE LEGAL BACKGROUND AND PROFESSIONAL EXPERTISE IS DESIRED. DOES NOT DRAFT LEGAL DOCUMENTS PERTAINING TO THESE MATTERS; (4) VANTAGE SETTLEMENT ADVISORY GROUP; INVESTMENT RELATED: NO ; SAME AS REGISTERED ADDRESS ; CLASS ACTION AND MASS TORT CLAIM REVIEW & EVALUATION, ADMINISTRATION SERVICES ; START 06/2002 ; 3HRS/WK (TRADING HOURS), ADMINISTRATIVE SERVICES INCLUDE CLAIM REVIEW, COMMUNICATIONS WITH CLAIMANTS AND COORDINATION OF CLASS ACTION ADMINISTRATIVE DUTIES FOR CLASS COUNSEL; (5) THE LEONARD C. GRASSO FOUNDATION, NOT INVESTMENT RELATED, P.O. BOX 426 MONROEVILLE, PA 15146, NON-PROFIT/CHARITABLE ORGANIZATION, START 09/1996, 1HR/WK (TRADING HOURS), DIRECTOR, SECRETARY/TREASURER; (6) VANTAGE SETTLEMENT ADVISORY GROUP, NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DESIGN & IMPLEMENTATION OF STRUCTURED SETTLEMENTS, START 01/1986, 2HRS/WK (TRADING HOURS), PLAINTIFF LITIGATION SETTLEMENT CONSULTANT - SERVE AS MEDICAL ADMINISTRATOR OVERSEEING DISTRIBUTION SETTLEMENT PAYMENTS. MAY BE RETAINED AS EXPERT WITNESS; (7) CLEVELAND MARSHALL LAW ALUMNI ASSOCIATION, NOT INVESTMENT RELATED, 2121 EUCLID AVE. LB121, CLEVELAND, OH 44115, NON-PROFIT ORGANIZATION, START 06/2014, 2HRS/WK (NON-TRADING HOURS), HONORARY TRUSTEE - NON-VOTING BOARD MEMBER; (8) NAME OF OTHER BUSINESS: VICUS CAPITAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS START DATE: 7/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISING (9) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: ART SALES ; START DATE: 08/2020 ; POSITION/TITLE/RELATIONSHIP: SELLER ; APX NUMBER OF HOURS PER WEEK: 3 ; APX NUMBER OF HOURS DURING TRADING HOURS: 3 ; BRIEF DESCRIPTION OF DUTIES: SALES OF ARTWORK ; 10) NAME OF OTHER BUSINESS: THE PRESTWICK GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2025, POSITION/TITLE/RELATIONSHIP: MEMBER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5, BRIEF DESCRIPTION OF DUTIES: DBA FOR STRUCTURED SETTLEMENTS;
CRS (Client Relationship Summary) - RIA
Click below to view Kemper David Arnold's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 13, 1999 - Present
VANTAGE FINANCIAL GROUP, INC.
Office #1: 6200 Rockside Road #100, Cleveland, OH 44131RIA
CRD#: 105950
CLEVELAND, OH
Current
July 21, 2017 - Present
VICUS CAPITAL, INC.
Office #1: 6200 Rockside Road #100, Cleveland, OH 44131RIA
CRD#: 116021
Cleveland, OH
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 6200 Rockside Rd, Cleveland, OH 44131BD
CRD#: 13572
Cleveland, OH
Past
October 20, 2015 - November 19, 2018
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
September 3, 2013 - December 31, 2014
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
November 1, 2012 - September 3, 2013
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
CLEVELAND, OH
Past
January 4, 1988 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
CLEVELAND, OH
Past
January 22, 1986 - January 29, 1988
GENERAL AMERICAN LIFE INSURANCE COMPANY
BD
CRD#: 3963
Past
December 19, 1984 - January 20, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/28/2024)
RR
California(9/3/2013)
RR
Colorado(9/3/2013)
RR
Florida(9/3/2013)
RR
Georgia(9/3/2013)
RR
Illinois(9/3/2013)
RR
Indiana(9/3/2013)
RR
Kentucky(9/3/2013)
RR
Maryland(10/11/2013)
RR
Massachusetts(6/23/2016)
RR
Michigan(9/3/2013)
RR
Mississippi(9/3/2013)
RR
Nevada(9/3/2013)
RR
New Jersey(1/2/2015)
RR
New York(9/3/2013)
RR
North Carolina(9/3/2013)
IAR
Ohio(8/13/1999)
RR
Ohio(9/3/2013)
RR
Oregon(10/14/2025)
RR
Pennsylvania(9/3/2013)
RR
Texas(9/3/2013)
IAR
Texas(1/30/2023)
RR
Utah(2/12/2024)
RR
Vermont(11/5/2025)
RR
Virginia(9/3/2013)
RR
Washington(5/18/2023)
RR
West Virginia(9/3/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
476 Rolling Ridge Drive Suite 315, State College, PA 16801
Mailing Address
Phone number
(855) 558-4287
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,058 |
| AUM (Assets Under Management) | $ 2,574,468,218 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
