Brian J. Edmonds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Joseph Edmonds was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1984. Brian had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2005 - October 13, 2006
CANTOR FITZGERALD SECURITIES
March 4, 2005 - May 3, 2019
CANTOR FITZGERALD & CO.
March 27, 2002 - March 2, 2005
BANC OF AMERICA SECURITIES LLC
February 11, 1997 - March 15, 2002
CREDIT SUISSE SECURITIES (USA) LLC
July 13, 1989 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
November 8, 1988 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
May 14, 1988 - February 14, 1997
LEHMAN BROTHERS INC.
January 7, 1987 - May 14, 1988
E. F. HUTTON & COMPANY INC
January 23, 1985 - August 2, 1985
S. D. COHN & CO.
December 6, 1984 - January 24, 1985
STERLING SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CANTOR FITZGERALD SECURITIES
CRD#: 19660 / SEC#: , 8-37708
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFLP CFS I HOLDINGS, L.P. | MANAGING PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER | 1161513 |
| CFGM CFS HOLDINGS, LLC | PARTNER | |
| GOLDMAN, IRVIN JAN | CEO AND PRESIDENT DEBT CAPITAL MARKETS AND ASSET MANGEMENT | 1265520 |
| LIPSON, RICHARD ROBERT | CHIEF FINANCIAL OFFICER | 2378464 |
| MERKEL, STEPHEN M | CHIEF LEGAL OFFICE | 2366318 |
| WELS, ANDREW CRAIG | CHIEF COMPLIANCE OFFICE | 1970864 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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