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LB

Larry A. Berger

BERGER FINANCIAL GROUP
Plymouth, MN 55441
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CRD#: 1321834
LB

Professional summary


Larry Allen Berger, CFP® is a registered financial advisor currently at BERGER FINANCIAL GROUP located in Plymouth, Minnesota.

Larry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Larry has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 51, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CONTESSA 1002 LLC, 1695 STATE HWY 169, PLYMOUTH, MN, 12/2016 AS CO-OWNER OF REAL ESTATE. NIR - 3/YR - 0/TRADING.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Larry Allen Berger's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Current

July 31, 2020 - Present

BERGER FINANCIAL GROUP

Office #1: 1695 State Hwy 169, Plymouth, MN 55441
RIA
CRD#: 308174
Plymouth, MN
Past

December 9, 2013 - August 24, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
PLYMOUTH, MN
Past

April 19, 2002 - August 24, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
PLYMOUTH, MN
Past

May 12, 1987 - April 19, 2002

CETERA ADVISORS LLC

BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past

May 23, 1985 - May 26, 1987

MARQUETTE FINANCIAL GROUP, INC.

BD
CRD#: 345

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BERGER FINANCIAL GROUP
BELL WEALTH MANAGEMENT | TONDRYK WEALTH MANAGEMENT | ROBERT GORDON ASSOCIATES, INC. | INDEPENDENT FINANCIAL COMPANY | BERGER FINANCIAL GROUP, LLC | BERGER FINANCIAL GROUP, INC. | BERGER FINANCIAL GROUP

CRD#: 308174 / SEC#: 801-118923

RIA
Registered Investment Advisory firm - (6/16/2020 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(7/31/2020)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/5/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 10/5/2006
Futures Managed Funds Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


BF
BERGER FINANCIAL GROUP
BELL WEALTH MANAGEMENT | TONDRYK WEALTH MANAGEMENT | ROBERT GORDON ASSOCIATES, INC. | INDEPENDENT FINANCIAL COMPANY | BERGER FINANCIAL GROUP, LLC | BERGER FINANCIAL GROUP, INC. | BERGER FINANCIAL GROUP

CRD#: 308174 / SEC#: 801-118923

RIA
Registered Investment Advisory firm - (6/16/2020 Approved)
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Contact information


Main Address
1695 State Hwy 169, Plymouth, MN 55441
Mailing Address
Phone number
(763) 746-2666
Established
Firm type
Fiscal year end
# of Employees
70

SEC notice filing (41 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BERGER FINANCIAL GROUP ADV PART 2A 2024 (2/20/2025)

Regulatory assets under management


Total Number of Accounts10,333
AUM (Assets Under Management)$ 2,500,753,183

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BERGER FINANCIAL GROUP

CRD#: 308174Plymouth, MN 55441

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Contact information


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